Nov 13, 2017 SOURCE: PR NewsWire
Royal Dutch Shell plc: Holdings in Company
LONDON, Nov. 13, 2017 /PRNewswire/ --
TR-1: Standard Form For Notification of Major Holdings
NOTIFICATION OF MAJOR HOLDINGS
------------------------------
1a. Identity of the issuer or the underlying issuer Royal Dutch Shell plc (NYSE: RDS.A) (NYSE: RDS.B)
of existing shares to which voting rights are
attachedii:
----------- -----------
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
---------------------------------------------------------------------------------------------
Non-UK issuer
-------------
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------- ---
An acquisition or disposal of financial instruments
---------------------------------------------------
An event changing the breakdown of voting rights
------------------------------------------------
Other (please specify)iii:
--------------------------
3. Details of person subject to the notification obligationiv
Name BlackRock, Inc.
City and country of registered office (if applicable) Wilmington, DE, USA
4. Full name of shareholder(s) (if different from 3.)v
------------------------------------------------------
Name
----
City and country of registered office (if applicable)
----------------------------------------------------
5. Date on which the threshold was crossed or reachedvi: 09/11/2017
-------------------------------------------------------- ----------
6. Date on which issuer notified (DD/MM/YYYY): 10/11/2017
---------------------------------------------- ----------
7. Total positions of person(s) subject to the notification obligation
----------------------------------------------------------------------
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights of
instruments issuervii
(total of 8. A) (total of 8.B 1 + 8.B 2)
-------------- -----------------------
Resulting situation on the date on which
threshold was crossed or reached 4.92% 2.04% 6.97% 8,289,901,348
---------------------------------------- ---- ---- ---- -------------
Position of previous notification (if 5.79% 0.89% 6.69%
applicable)
----------
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
-----------------------------------
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible)
----------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of (Art 10 of Directive
2004/109/EC) (DTR5.1) Directive Directive 2004/109/EC) (DTR5.2.1)
2004/109/EC) 2004/109/EC)
(DTR5.2.1) (DTR5.1)
---------------------- ------------- ------------- ------------------------
GB00B03MM408 218,318,813 2.63%
------------ ----------- ----
GB00B03MLX29 190,101,719 2.29%
------------ ----------- ----
SUBTOTAL 8. A 408,420,532 4.92%
------------- ----------- ----
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
-----------------------------------------------------------------------------------------------
Type of financial instrument Expiration Exercise/ Number of voting
rights that may be
acquired if the
instrument is % of voting rights
datex Conversion
Periodxi
exercised/converted.
--- -----------------
Securities Lending 92,904,133 1.12%
(GB00B03MLX29)
-------------
Securities Lending 15,118,493 0.18%
(GB00B03MM408)
-------------
American Depositary Receipt 44,615,274 0.53%
(GB00B03MLX29)
-------------
American Depositary Receipt 14,282 0.00
(GB00B03MM408)
-------------
SUBTOTAL 8. B 1 150,652,182 1.81%
--------------- ----------- ----
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
----------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Physical or
instrument cash Number of voting rights % of voting rights
datex Conversion
Period xi
settlementxii
--- ------------
CFD 167,229
Cash
(GB00B03MLX29) 0.00%
------------- ----
CFD Cash 1,949,526 0.02%
(GB00B03MM408)
-------------
Physically Settled Call
Option 18/01/2019 7,271,434 0.08%
(US7802592060)
-------------
Physically Settled Put
Option (US7802592060) 18/01/2019 7,271,434 0.08%
---------------------- ---------- --------- ----
Equity Linked Note 07/12/2017 07/12/2017 Cash 170,600 0.00%
------------------ ---------- ---------- ---- ------- ----
SUBTOTAL
8.B.2 16,830,223 0.20%
--------- ---------- ----
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying)
issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the X
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary)
---------------------------------------------------------------------------------------------------------
% of voting rights if it % of voting rights through Total of
equals or is higher than financial instruments if it both if it
the notifiable threshold equals or is higher than the equals or
notifiable threshold is higher
than the
notifiable
Namexv threshold
------ ------------------------- ----------------------------- -----------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
---------------------------------
BlackRock International Holdings, Inc.
---------------------------------
BR Jersey International Holdings L.P.
---------------------------------
BlackRock Group Limited
-----------------------
BlackRock Investment Management (UK) Limited
---------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
---------------------------------
BlackRock International Holdings, Inc.
---------------------------------
BR Jersey International Holdings L.P.
---------------------------------
BlackRock Group Limited
-----------------------
BlackRock Advisors (UK) Limited
-------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
---------------------------------
BlackRock Holdco 4, LLC
-----------------------
BlackRock Holdco 6, LLC
-----------------------
BlackRock Delaware Holdings Inc.
--------------------------------
BlackRock Fund Advisors
-----------------------
BlackRock Institutional Trust Company,
National Association
--------------------------------------
BlackRock, Inc.
---------------
Trident Merger, LLC
-------------------
BlackRock Investment Management, LLC
---------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
---------------------------------
BlackRock Capital Holdings, Inc.
--------------------------------
BlackRock Advisors, LLC
-----------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
---------------------------------
BlackRock International Holdings, Inc.
---------------------------------
BR Jersey International Holdings L.P.
---------------------------------
BlackRock (Singapore) Holdco Pte. Ltd.
---------------------------------
BlackRock Asia-Pac Holdco, LLC
------------------------------
BlackRock HK Holdco Limited
---------------------------
BlackRock Cayco Limited
-----------------------
BlackRock Trident Holding Company Limited
---------------------------------
BlackRock Japan Holdings GK
---------------------------
BlackRock Japan Co., Ltd.
-------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
---------------------------------
BlackRock International Holdings, Inc.
---------------------------------
BR Jersey International Holdings L.P.
---------------------------------
BlackRock Australia Holdco Pty. Ltd.
---------------------------------
BlackRock Investment Management (Australia)
Limited
-------------------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
---------------------------------
BlackRock Holdco 4, LLC
-----------------------
BlackRock Holdco 6, LLC
-----------------------
BlackRock Delaware Holdings Inc.
--------------------------------
BlackRock Fund Advisors
-----------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
---------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
---------------------------------
BlackRock International Holdings, Inc.
---------------------------------
BR Jersey International Holdings L.P.
---------------------------------
BlackRock Group Limited
-----------------------
BlackRock Investment Management (UK) Limited
---------------------------------
BlackRock Asset Management Deutschland AG
---------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
---------------------------------
BlackRock International Holdings, Inc.
---------------------------------
BR Jersey International Holdings L.P.
---------------------------------
BlackRock Group Limited
-----------------------
BlackRock International Limited
-------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
---------------------------------
BlackRock International Holdings, Inc.
---------------------------------
BR Jersey International Holdings L.P.
---------------------------------
BlackRock (Singapore) Holdco Pte. Ltd.
---------------------------------
BlackRock Asia-Pac Holdco, LLC
------------------------------
BlackRock HK Holdco Limited
---------------------------
BlackRock Asset Management North Asia Limited
---------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
---------------------------------
BlackRock International Holdings, Inc.
---------------------------------
BR Jersey International Holdings L.P.
---------------------------------
BlackRock (Singapore) Holdco Pte. Ltd.
---------------------------------
BlackRock (Singapore) Limited
-----------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
---------------------------------
BlackRock International Holdings, Inc.
---------------------------------
BR Jersey International Holdings L.P.
---------------------------------
BlackRock Group Limited
-----------------------
BlackRock (Netherlands) B.V.
----------------------------
10. In case of proxy voting, please identify:
---------------------------------------------
Name of the proxy holder
------------------------
The number and % of voting rights held
--------------------------------------
The date until which the voting rights will be held
---------------------------------------------------
11. Additional informationxvi
-----------------------------
Place of completion 12 Throgmorton Avenue, London,
EC2N 2DL, U.K. (BlackRock,
Inc.)
------------------- ------------------------------
Date of completion 10 November 2017 (BlackRock,
Inc.)
------------------ -----------------------------
Mark Edwards
Deputy Company Secretary
Royal Dutch Shell plc
+44(0)20-7934-2817
LEI Number: 21380068P1DRHMJ8KU70
Major Shareholding Notifications
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SOURCE Royal Dutch Shell plc
