Nov 22, 2017 SOURCE: PR NewsWire
Royal Dutch Shell plc: Holding(s) in Company
LONDON, Nov. 22, 2017 /PRNewswire/ --
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
------------------------------
1a. Identity of the issuer or the underlying issuer Royal Dutch Shell plc
(NYSE:RDS.A) (NYSE: RDS.B)
of existing shares to which voting rights are
attachedii:
----------- -----------
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
---------------------------------------------------------------------------------------------
Non-UK issuer
-------------
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------- ---
An acquisition or disposal of financial instruments
---------------------------------------------------
An event changing the breakdown of voting rights
------------------------------------------------
Other (please specify)iii:
--------------------------
3. Details of person subject to the notification obligationiv
Name BlackRock, Inc.
City and country of registered office (if
applicable) Wilmington, DE, USA
4. Full name of shareholder(s) (if different from 3.)v
------------------------------------------------------
Name
----
City and country of registered office (if applicable)
----------------------------------------------------
5. Date on which the threshold was crossed or
reachedvi: 20/11/2017
--------------------------------------------- ----------
6. Date on which issuer notified (DD/MM/YYYY): 21/11/2017
---------------------------------------------- ----------
7. Total positions of person(s) subject to the notification obligation
----------------------------------------------------------------------
% of voting rights % of voting
rights Total of both in % Total number of
attached to shares through voting rights
financial of
instruments (8.A + 8.B)
(total of 8. A) issuervii
(total of
8.B 1 + 8.B
2)
------------
Resulting
situation 5.97% 1.00% 6.97% 8,289,901,348
on the date on which
threshold was
crossed or reached
------------------
Position of
previous 4.92% 2.04% 6.97%
notification (if
applicable)
----------
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
-----------
A: Voting rights attached to shares
-----------------------------------
Class/type of
shares Number of voting rightsix % of voting rights
ISIN code (if possible)
----------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of (Art 10 of Directive 2004/109/EC)
2004/109/EC) (DTR5.1) Directive Directive (DTR5.2.1)
2004/109/EC) 2004/109/EC)
(DTR5.2.1) (DTR5.1)
---------------------- ------------- ------------- ---------------------------------
GB00B03MM408 218,422,847 2.63%
------------ ----------- ----
GB00B03MLX29 277,045,557 3.34%
------------ ----------- ----
SUBTOTAL 8. A 495,468,404 5.97%
------------- ----------- ----
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
-----------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting rights
Conversion that may be acquired
Periodxi if the instrument is % of voting rights
instrument datex
exercised/converted.
--- ------------------
Securities Lending 6,717,420 0.08%
(GB00B03MLX29)
-------------
Securities Lending 15,197,770 0.18%
(GB00B03MM408)
-------------
American Depositary 44,395,710 0.53%
Receipt
(GB00B03MLX29)
-------------
American Depositary 14,078 0.00
Receipt
(GB00B03MM408)
-------------
SUBTOTAL 8. B 1 66,324,978 0.80%
--------------- ---------- ----
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
----------------------------
Type of financial Expiration Exercise/ Physical or
datex
Conversion cash
Period xi Number of % of voting rights
instrument voting rights
settlementxii
--- -------------
CFD Cash 142,505 0.00%
(GB00B03MLX29)
-------------
CFD Cash 1,919,452 0.02%
(GB00B03MM408)
-------------
Physically Settled 18/01/2019 7,271,434 0.08%
Call Option
(US7802592060)
-------------
Physically Settled 18/01/2019 7,271,434 0.08%
Put Option (US7802592060)
------------------------
Equity Linked Note 07/12/2017 07/12/2017 Cash 170,600 0.00%
------------------ ---------- ---------- ---- ------- ----
SUBTOTAL 8.B.2 16,775,125 0.20%
-------------- ---------- ----
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the X
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entityxiv
(please add additional rows as necessary)
----------------------------------------
Namexv % of voting rights % of voting rights Total of
both if
if it equals or is through financial it equals
or is
higher than the instruments if it higher than
the
notifiable threshold equals or is higher notifiable
than the notifiable threshold threshold
--- --- ---------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Group Limited
-----------------------
BlackRock Investment Management (UK)
Limited
-------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Australia Holdco Pty. Ltd.
----------------------------------
BlackRock Investment Management (Australia)
Limited
-------------------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock (Singapore) Holdco Pte. Ltd.
----------------------------------
BlackRock Asia-Pac Holdco, LLC
------------------------------
BlackRock HK Holdco Limited
---------------------------
BlackRock Cayco Limited
-----------------------
BlackRock Trident Holding Company Limited
----------------------------------
BlackRock Japan Holdings GK
---------------------------
BlackRock Japan Co., Ltd.
-------------------------
BlackRock, Inc.
---------------
Trident Merger, LLC
-------------------
BlackRock Investment Management, LLC
----------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock Holdco 4, LLC
-----------------------
BlackRock Holdco 6, LLC
-----------------------
BlackRock Delaware Holdings Inc.
--------------------------------
BlackRock Fund Advisors
-----------------------
BlackRock Institutional Trust Company, National
Association
-----------------------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Group Limited
-----------------------
BlackRock Advisors (UK) Limited
-------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Group Limited
-----------------------
BlackRock Investment Management (UK) Limited
----------------------------------
BlackRock Asset Management Deutschland AG
----------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock Capital Holdings, Inc.
--------------------------------
BlackRock Advisors, LLC
-----------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock Holdco 4, LLC
-----------------------
BlackRock Holdco 6, LLC
-----------------------
BlackRock Delaware Holdings Inc.
--------------------------------
BlackRock Fund Advisors
-----------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock (Singapore) Holdco Pte. Ltd.
----------------------------------
BlackRock Asia-Pac Holdco, LLC
------------------------------
BlackRock HK Holdco Limited
---------------------------
BlackRock Asset Management North Asia Limited
----------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Holdco 3, LLC
-----------------------
BlackRock Canada Holdings LP
----------------------------
BlackRock Canada Holdings ULC
-----------------------------
BlackRock Asset Management Canada Limited
----------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Group Limited
-----------------------
BlackRock International Limited
-------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Group Limited
-----------------------
BlackRock (Netherlands) B.V.
----------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock (Singapore) Holdco Pte. Ltd.
----------------------------------
BlackRock (Singapore) Limited
-----------------------------
10. In case of proxy voting, please identify:
---------------------------------------------
Name of the proxy holder
------------------------
The number and % of voting rights held
--------------------------------------
The date until which the voting rights will be held
---------------------------------------------------
11. Additional informationxvi
-----------------------------
Place of completion 12 Throgmorton Avenue, London,
EC2N 2DL, U.K. (BlackRock,
Inc.)
------------------- ------------------------------
Date of completion 21 November 2017 (BlackRock,
Inc.)
------------------ -----------------------------
Mark Edwards
Deputy Company Secretary
Royal Dutch Shell plc
020 7934 2817
LEI Number: 21380068P1DRHMJ8KU70
Major Shareholding Notifications
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SOURCE Royal Dutch Shell plc
