Aug 10, 2017 SOURCE: PR NewsWire
Royal Dutch Shell plc: Holding(s) in Company
LONDON, Aug. 10, 2017 /PRNewswire/ --
TR-1: Standard Form for Notification of Major Holdings
NOTIFICATION OF MAJOR HOLDINGS
------------------------------
1a. Identity of the issuer or the underlying issuer Royal Dutch Shell plc (NYSE:RDS.A) (NYSE:
RDS.B)
of existing shares to which voting rights are
attachedii:
----------- -----------
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
---------------------------------------------------------------------------------------------
Non-UK issuer
-------------
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------- ---
An acquisition or disposal of financial instruments
---------------------------------------------------
An event changing the breakdown of voting rights
------------------------------------------------
Other (please specify)iii:
--------------------------
3. Details of person subject to the notification obligationiv
Name BlackRock, Inc.
City and country of registered office (if applicable) Wilmington, DE, USA
4. Full name of shareholder(s) (if different from 3.)v
------------------------------------------------------
Name
----
City and country of registered office (if applicable)
----------------------------------------------------
5. Date on which the threshold was crossed or reachedvi: 08/08/2017
-------------------------------------------------------- ----------
6. Date on which issuer notified (DD/MM/YYYY): 09/08/2017
---------------------------------------------- ----------
7. Total positions of person(s) subject to the notification obligation
----------------------------------------------------------------------
% of voting rights % of voting
rights Total of both in % Total number of
attached to shares through (8.A + 8.B) voting rights
financial of
(total of 8. A) instruments issuervii
(total of
8.B 1 + 8.B
2)
------------
Resulting situation 4.53% 2.15% 6.68% 8,256,104,493
on the date on which
threshold was
crossed or reached
------------------
Position of previous notification (if 5.91% 0.62% 6.54%
applicable)
----------
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
-----------
A: Voting rights attached to shares
-----------------------------------
Class/type of
shares
ISIN code (if
possible) Number of voting rightsix % of voting rights
-------------------------------------- -------------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of
Directive Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.2.1)
(DTR5.1) (DTR5.2.1) (DTR5.1)
------------------- --------- -------
GB00B03MM408 106,456,335 1.28%
------------ ----------- ----
GB00B03MLX29 267,653,103 3.24%
------------ ----------- ----
SUBTOTAL 8. A 374,109,438 4.53%
------------- ----------- ----
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
-----------------------------------------------------------------------------------------------
Type of financial Expiration
datex Exercise/
Conversion
Periodxi Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted.
--- ------------------
Securities Lending 4,752,525 0.05%
(GB00B03MLX29)
-------------
Securities Lending 121,697,335 1.47%
(GB00B03MM408)
-------------
American Depositary Receipt 33,961,460 0.41%
(GB00B03MLX29)
-------------
American Depositary Receipt 18,380 0.00%
(GB00B03MM408)
-------------
Physically Settled Call Option 18/01/2019 7,798,670 0.09%
(US7802592060)
-------------
Physically Settled Put Option 18/01/2019 7,798,670 0.09%
(US7802592060)
-------------
SUBTOTAL 8. B 1 176,027,040 2.13%
--------------- ----------- ----
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
----------------------------
Type of financial Expiration Exercise/
datex
Conversion Physical or Number of % of voting rights
instrument Period xi cash voting rights
settlementxii
--- -------------
CFD 137,382 0.00%
(GB00B03MLX29)
-------------
CFD 1,826,154 0.02%
(GB00B03MM408)
-------------
Equity Linked Note 18/09/2017 18/09/2017 Cash 199,600 0.00%
------------------ ---------- ---------- ---- ------- ----
SUBTOTAL 8.B.2 2,163,136 0.02%
-------------- --------- ----
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the X
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entityxiv
(please add additional rows as necessary)
----------------------------------------
Namexv % of voting % of voting rights Total of
both if it
rights if it through financial equals or
is higher
equals or is instruments if it than the
notifiable
higher than equals or is higher threshold
the notifiable than the notifiable
threshold threshold
--- --------- ---------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock (Singapore) Holdco Pte. Ltd.
----------------------------------
BlackRock Asia-Pac Holdco, LLC
------------------------------
BlackRock HK Holdco Limited
---------------------------
BlackRock Asset Management North Asia Limited
----------------------------------
BlackRock, Inc.
---------------
Trident Merger, LLC
-------------------
BlackRock Investment Management, LLC
----------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock Holdco 4, LLC
-----------------------
BlackRock Holdco 6, LLC
-----------------------
BlackRock Delaware Holdings Inc.
--------------------------------
BlackRock Fund Advisors
-----------------------
BlackRock Institutional Trust Company, National
Association
-----------------------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock Capital Holdings, Inc.
--------------------------------
BlackRock Advisors, LLC
-----------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Group Limited
-----------------------
BlackRock Investment Management (UK) Limited
----------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock (Singapore) Holdco Pte. Ltd.
----------------------------------
BlackRock Asia-Pac Holdco, LLC
------------------------------
BlackRock HK Holdco Limited
---------------------------
BlackRock Cayco Limited
-----------------------
BlackRock Trident Holding Company Limited
----------------------------------
BlackRock Japan Holdings GK
---------------------------
BlackRock Japan Co., Ltd.
-------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Australia Holdco Pty. Ltd.
----------------------------------
BlackRock Investment Management (Australia)
Limited
-------------------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Holdco 3, LLC
-----------------------
BlackRock Canada Holdings LP
----------------------------
BlackRock Canada Holdings ULC
-----------------------------
BlackRock Asset Management Canada Limited
----------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Group Limited
-----------------------
BlackRock Investment Management (UK) Limited
----------------------------------
BlackRock Asset Management Deutschland AG
----------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock Holdco 4, LLC
-----------------------
BlackRock Holdco 6, LLC
-----------------------
BlackRock Delaware Holdings Inc.
--------------------------------
BlackRock Fund Advisors
-----------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Group Limited
-----------------------
BlackRock Advisors (UK) Limited
-------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Group Limited
-----------------------
BlackRock International Limited
-------------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock (Singapore) Holdco Pte. Ltd.
----------------------------------
BlackRock (Singapore) Limited
-----------------------------
BlackRock, Inc.
---------------
BlackRock Holdco 2, Inc.
------------------------
BlackRock Financial Management, Inc.
----------------------------------
BlackRock International Holdings, Inc.
----------------------------------
BR Jersey International Holdings L.P.
----------------------------------
BlackRock Group Limited
-----------------------
BlackRock (Netherlands) B.V.
----------------------------
10. In case of proxy voting, please identify:
---------------------------------------------
Name of the proxy holder
------------------------
The number and % of voting rights held
--------------------------------------
The date until which the voting rights will be held
---------------------------------------------------
11. Additional informationxvi
-----------------------------
Place of completion 12 Throgmorton Avenue, London,
EC2N 2DL, U.K. (BlackRock,
Inc.)
------------------- ------------------------------
Date of completion 9 August 2017 (BlackRock, Inc.)
------------------ ------------------------------
Mark Edwards
Deputy Company Secretary
Royal Dutch Shell plc
020 7934 2817
LEI Number: 21380068P1DRHMJ8KU70
Major Shareholding Notifications
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SOURCE Royal Dutch Shell plc
