Dec 16, 2019 SOURCE: PR NewsWire
AbbVie Inc. - Form 8.1 - Statement of Stock Purchase by Director
NORTH CHICAGO, Ill., Dec. 16, 2019 /PRNewswire/ -- AbbVie issued the following forms today.
IRISH TAKEOVER PANEL DISCLOSURE UNDER RULE 8.1(a) AND (b)(i) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 DEALINGS BY OFFERORS, OFFEREES OR PARTIES ACTING IN CONCERT WITH THEM FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS
1. KEY INFORMATION Name of person dealing (Note 1) Richard Gonzalez --- --- Company dealt in AbbVie Inc. --- --- Class of relevant security to which the dealings being disclosed relate (Note 2) Common shares, par value $0.01 per share --- --- Date of dealing 4 December 2019 --- ---
2. INTERESTS AND SHORT POSITIONS (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Long Short Number (%) Number (%) (1) Relevant securities 334,589 Common Shares (0.02%) --- (2) Derivatives (other than options) N/A --- (3) Options and agreements to purchase/sell 932,154 options (0.06%) --- Total 1,266,743 (0.09%) ---
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) N/A
Class of relevant security: Long Short --- Number (%) Number (%) (1) Relevant securities --- (2) Derivatives (other than options) --- (3) Options and agreements to purchase/sell --- Total ---
3. DEALINGS (Note 4) (a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit (Note 5) --- Gift of common shares 4,000 common shares $0 ---
(b) Derivatives transactions (other than options transactions)
Product name, Nature of transaction Number of relevant securities Price per unit e.g. CFD (Note 6) (Note 7) (Note 5) ---
(c) Options transactions in respect of existing relevant securities (i) Writing, selling, purchasing or varying
Product Writing, selling, Number of name, securities Exercise Type, e.g. Expiry Option money e.g. to which call the option option purchasing, price American, date paid/received varying etc. relates (Note 7) European etc. per unit (Note 5) ---
(ii) Exercising
Product name, Number of securities Exercise price per e.g. call option unit (Note 5) ---
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction Details Price per unit (Note 8) (if applicable) (Note 5) ---
4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. ---
Is a Supplemental Form 8 attached? (Note 9) YES/NOSQRT
Date of disclosure 16 December 2019 --- Contact name Steven L. Scrogham --- Telephone number 847-938-6166 --- Name of offeree/offeror with which acting in concert AbbVie Inc. --- Specify category and nature of acting in concert status Director of AbbVie Inc. ---
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SOURCE AbbVie