Jul 9, 2019 SOURCE: PR NewsWire
Royal Dutch Shell plc: Holdings in Company
LONDON, July 9, 2019 /PRNewswire/ --
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
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1a. Identity of the issuer or the underlying issuer Royal Dutch Shell plc (NYSE: RDS.A) (NYSE: RDS.B)
of existing shares to which voting rights are
attached
ii
:
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1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or boxes with an "X")
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An acquisition or disposal of voting rights
X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)iii:
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3. Details of person subject to the notification obligation
iv
Name
The Capital Group Companies, Inc ("CGC")
City and country of registered office (if applicable)
Los Angeles, CA 90071, USA
4. Full name of shareholder(s) (if different from 3.)v
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Name
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City and country of registered office (if applicable)
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5. Date on which the threshold was crossed or reached
vi
:
5 July 2019
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6. Date on which issuer notified (DD/MM/YYYY):
8 July 2019
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights
instruments of
(total of 8. A) (total of 8.B 1 + 8.B 2) issuervii
Resulting situation 4.9875 0.0000% 4.9875% 8,069,121,205
on the date on which
threshold was
crossed or reached
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Position of previous notification (if 5.0087% 0.0000% 5.0087%
applicable)
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
viii
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A: Voting rights attached to shares
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Class/type of Number of voting rights
ix % of voting rights
shares
ISIN code (if possible)
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Direct Indirect Direct
Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive
(Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
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A Ordinary 52,433,535 0.6498%
GB00B03MLX29
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A ADR 12,420,522 0.1539%
US7802592060
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B Ordinary 176,144,584 2.1829%
GB00B03MM408
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B ADR 161,449,898 2.008%
US7802591070
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SUBTOTAL 8. A 402,448,539 4.9875%
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
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Type of financial
instrument Expiration Exercise/ Number of voting rights
% of voting rights
date
x Conversion Period
xi that may be acquired if
the instrument is
exercised/converted.
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N/A
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SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
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Type of financial Expiration Exercise/ Physical or
Number of
% of voting rights
instrument date Conversion
x Period
xi cash voting rights
settlement
xii
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N/A
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SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly
or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
X
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
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% of voting rights if it % of voting rights through Total of
equals or is higher than the financial instruments if it equals both if it
notifiable threshold or is higher than the notifiable equals or
threshold is higher
than the
notifiable
Name
xv threshold
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The Capital Group Companies, Inc.
Holdings by CG Management companies
are set out below:
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- Capital Bank & Trust Company(2)
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- Capital International, Inc.(1)
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- Capital International Limited(1)
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- Capital International Sàrl(1)
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- Capital Research and Management Company(2)
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(1)Indirect subsidiaries of Capital Research and Management Company.
(2)Subsidiary of The Capital Group Companies, Inc.
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10. In case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights will be held
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11. Additional information
xvi
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The Capital Group Companies, Inc. ("CGC") is the parent company of Capital Research and Management Company ("CRMC") and Capital Bank & Trust Company ("CB&T"). CRMC is
a U.S.-based investment management company that serves as investment manager to the American Funds family of mutual funds, other pooled investment vehicles, as well
as individual and institutional clients. CRMC and its investment manager affiliates manage equity assets for various investment companies through three divisions,
Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC is the parent company of Capital Group International, Inc.
("CGII"), which in turn is the parent company of four investment management companies ("CGII management companies"): Capital International, Inc., Capital
International Limited, Capital International Sàrl and Capital International K.K. CGII management companies and CB&T primarily serve as investment managers to
institutional and high net worth clients. CB&T is a U.S.-based investment management company that is a registered investment adviser and an affiliated federally
chartered bank.
Neither CGC nor any of its affiliates own shares of your company for its own account. Rather, the shares reported on this Notification are owned by accounts under
the discretionary investment management of one or more of the investment management companies described above.
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Place of completion Los Angeles, CA, USA
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Date of completion 8 July 2019 (Capital
Group)
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Anthony Clarke
Deputy Company Secretary
Royal Dutch Shell plc
+44 (0) 20-7934-2584
LEI Number: 21380068P1DRHMJ8KU70
Major Shareholding Notifications
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SOURCE Royal Dutch Shell plc
