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Canadian Investment Regulatory Organization (CIRO)

Jul 10, 2025
CIRO issues white paper and publishes rule amendment proposals to improve account transfers
May 14, 2025
CIRO Launches Thought Leadership Webinar Series to Address Evolving Financial Landscape
Feb 10, 2025
Decision Notice - CIRO Hearing Panel Issues Reasons for Decision on Penalty in the matter of Andrew Kazina
Jan 30, 2025
Hearing Notice - IN THE MATTER OF Matthew Phillip Ewing - Adjournment
Jan 09, 2025
CIRO Proposes Amendments Respecting Mandatory Close-Out Requirements
Dec 13, 2024
Hearing Notice - IN THE MATTER OF Echelon Wealth Partners and Stephen Burns - Motion Hearing
Dec 13, 2024
CIRO Aims to Revise Guidance for Order Execution Only Dealers
Nov 26, 2024
Decision Notice - CIRO Hearing Panel issues Reasons for Decision in the matter of Karen Elisabeth Puzara
Nov 20, 2024
Decision Notice - CIRO Sanctions John Viron
Sep 20, 2024
Hearing Notice - CIRO to Hold a Settlement Hearing for Clarus Securities Inc. and James Christodoulis
Jul 29, 2024
Hearing Notice - Application to Terminate Membership in the matter of Gravitas Securities Inc.
Jul 12, 2024
Hearing Notice - IN THE MATTER OF Sandly Alteon - Adjournment
Jul 02, 2024
Hearing Notice - In the matter of William Robert Hall - Hearing Adjournment
Apr 25, 2024
CIRO Hearing Panel issues reasons for decision in the matter of Antony Kin San Chau
Apr 11, 2024
CIRO Releases Three-Year Strategic Plan
Apr 05, 2024
CIRO Hearing Panel issues Reasons for Decision in the matter of Donald Gable
Apr 05, 2024
CIRO Hearing Panel issues Reasons for Decision in the matter of Donald Gable
Mar 15, 2024
Investor Alert: Wiser Option and Wiseroption.io
Mar 08, 2024
Decision Notice - CIRO Sanctions Ann Marie Reid
Feb 14, 2024
CIRO Hearing Panel issues Reasons for Decision in the matter of Robert Bernard Friesen
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Agenda

27
January
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