Apr 2, 2020 SOURCE: PR NewsWire
AbbVie Inc. - Form 8.1 - Dealings By Offerors, Offerees Or Parties Acting In Concert With Them For Themselves Or For Discretionary Clients
NORTH CHICAGO, Ill., April 2, 2020 /PRNewswire/ --
IRISH TAKEOVER PANEL DISCLOSURE UNDER RULE 8.1(a) AND (b)(i) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 DEALINGS BY OFFERORS, OFFEREES OR PARTIES ACTING IN CONCERT WITH THEM FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS 1. KEY INFORMATION Name of person dealing (Note 1) Edward Liddy --- --- Company dealt in AbbVie Inc. --- --- Class of relevant security to which the dealings being disclosed relate (Note 2) Common shares, par value $0.01 per share --- --- Date of dealing 31 March 2020 --- ---
2. INTERESTS AND SHORT POSITIONS (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) Long Short Number (%) Number (%) --- (1) Relevant securities 22,669 (0.002%) --- (2) Derivatives (other than options) 25,118 (0.002%) --- (3) Options and agreements to purchase/sell N/A --- Total 47,787 (0.003%) ---
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) N/A Class of relevant security: Long Short --- Number (%) Number (%) --- (1) Relevant securities --- (2) Derivatives (other than options) --- (3) Options and agreements to purchase/sell --- Total ---
3. DEALINGS (Note 4) (a) Purchases and sales Purchase/ sale Number of relevant securities Price per unit (Note 5) --- ---
(b) Derivatives transactions (other than options transactions) Product name, Nature of transaction Number of relevant securities Price per unit e.g. CFD (Note 6) ( Note 7) (Note 5) --- --- Stock equivalent unit Director fee credit to stock equivalent unit account 426 $76.19 --- ---
(c) Options transactions in respect of existing relevant securities (i) Writing, selling, purchasing or varying Product Writing, selling, purchasing, Number of securities to Exercise price Type, e.g. American, Expiry date Option money paid/received per name, varying etc. which the option relates (Note 7) European etc. unit (Note 5) e.g. call option --- ---
(ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 5) --- ---
(d) Other dealings (including transactions in respect of new securities) (Note 4) Nature of Price per unit transaction (if applicable) (Note 5) (Note 8) Details --- ---
4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. ---
Is a Supplemental Form 8 attached? (Note 9) YES/NOSQRT Date of disclosure 2 April 2020 --- --- Contact name Steven L. Scrogham --- --- Telephone number 847-938-6166 --- --- Name of offeree/offeror with which acting in concert AbbVie Inc. --- --- Specify category and nature of acting in concert status Director of AbbVie Inc. --- ---
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SOURCE AbbVie